VALIC Financial Advisors, Inc. (VFA) Fee Schedule

Financial Transaction Fee Structure

Mutual Funds

Load funds No fee over sales charge
No-load funds $45 charge per trade (Charge is in addition to the principal purchase amount)
Money Market funds (non-Core Money Market) $30 charge per trade (Charge is in addition to the principal purchase amount)
Redemptions No fee
Exchanges (same fund family) No fee
PIPs/SWPs No fee for loads funds, $10 fee for no-load funds

Equities

Buying unlisted and non-NASDAQ stocks worth less than $5 is prohibited $45 flat commission for buys, $20 sells

Fixed Income

Corporate, Municipal, Zero, Government and Mortgage-Backed Bonds - Bonds are offered at a markdown or fee. No buys allowed
- CDs are offered at a markup at par. Buys allowed for duration less than one year. Purchases allowable only in nonqualified accounts

Miscellaneous

Annual Custodial Fee – IRA, SEP IRA $35
Annual Custodial Fee – Mutual fund-only IRA $10
Termination Fee — All IRAs $125

 

VC 15711 (07/2022) J920406 EE